In light of the inquiry report of CBA in Australia, How would you advise securities company in HK to implement the compliance requirements of “Managers in-charge”

In light of the inquiry report of CBA in Australia, How would you advise securities company in HK to implement the compliance requirements of “Managers in-charge”.

CBA in Australia

In light of the inquiry report of CBA in Australia, How would you advise securities company in HK to implement the compliance requirements of “Managers in-charge”
For this reviews, you only need to read chapter 4 which is risk management and compliance. write your opinions about how would you advise securites company in HK to implement the compliance requirements of “Managers in-charge”.Also, for your better understanding, I think you need read the introduction of Managers in-charge in order to write this reviews.

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In light of the inquiry report of CBA in Australia, How would you advise securities company in HK to implement the compliance requirements of “Managers in-charge”

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